Kathryn Wallace
Kathryn Wallace is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Leawood, KS, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
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Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
Leawood, KS
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Regulatory History (1)
Customer Dispute
December 2002Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Waddell & Reed
Ivy Distributors, INC.Broker
Waddell & ReedBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Mfs Fund Distributors, INC.Broker
Pilgrim America Securities, INC.Broker
Sunamerica Securities, INC.Broker
American Capital Marketing, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.