MC
CFA
MC
CFA

Michael Curley

30 Years of Experience
San Francisco, CA
Broker

Michael Curley is a CFA-designated registered investment advisor, based in San Francisco, CA, with 30 years of industry experience.

Location

455 Market Street, Ste. 1450, San Francisco, CA, 94105-2442

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael serves as the Chief Compliance Officer (CCO) for Robertson Stephens Wealth Management, LLC, Robertson Stephens Holdings, LLC, and Robertson Stephens Capital Markets, LLC. He dedicates nearly full-time hours to Robertson Stephens Wealth Management, minimal time to Robertson Stephens Holdings, and about 10-20% of his time to Robertson Stephens Capital Markets.

Employment History
Current Registrations
Robertson Stephens Capital Markets, LLCBroker
July 2019 - Present · 7 yrs 2 mos
Robertson Stephens
August 2018 - Present · 8 yrs 1 mo
Previous Registrations
First Republic Investment Management, INC.
October 2014 - July 2016 · 1 yr 9 mos
First Republic Securities Company, LLC
March 2011 - October 2014 · 3 yrs 7 mos
First Republic Securities Company, LLCBroker
October 2010 - July 2016 · 5 yrs 9 mos
Thomas Weisel Partners LLCBroker
September 2009 - October 2010 · 1 yr 1 mo
Montgomery & CO., LLCBroker
October 2007 - January 2009 · 1 yr 3 mos
Broadpoint Capital, INC.Broker
January 2002 - September 2007 · 5 yrs 8 mos
J.P. Morgan Securities INC.Broker
February 2000 - October 2001 · 1 yr 8 mos
Hambrecht & Quist LLCBroker
July 1998 - February 2000 · 1 yr 7 mos
Waterhouse Securities, INC.Broker
September 1992 - July 1998 · 5 yrs 10 mos
Hibbard Brown & CO., INC.Broker
January 1992 - June 1992 · 5 mos
State Registrations7 states
CACTIDNYTXWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Michael Curley - Financial Advisor | TrueAdvisor