Lance Peters is a registered investment advisor at Nautical Star Financial Group LLC, based in Las Colinas, TX, with 32 years of industry experience. Lance operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 67 clients with $39M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.90% |
| $500K - $20.0M | 1.50% |
| $20M+ | 1.50% |
Fee schedule is for Washington Clients. For most clients, investment advisory fees will not exceed 2.00% of the value of your portfolio annually, with a minimum fee of $5,000 per year. Fees are negotiable for accounts over $20,000,000.
Fee Estimator
Location
511 East John Carpenter Freeway, Suite 500, Las Colinas, TX, 75062
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lance rents out his personal RV periodically since 2014. This investment-related activity requires minimal time.
Employment History
Current Registrations
Nautical Star Financial Group LLC
Previous Registrations
Spotlight Asset Group
Financial Advocates Investment Management
LPL Financial LLCBroker
Hornor, Townsend & Kent, INC.Broker
Hornor, Townsend & Kent, INC.
Harrisdirect LLCBroker
Harrisdirect LLC
Harris Investorline INC.Broker
Linsco/private Ledger CORP.Broker
Allmerica Investments, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.