Richard Lord is a registered investment advisor, based in Allentown, PA, with 32 years of industry experience.
Location
645 Hamilton St, Fl 10, Allentown, PA, 18101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
April 2018 - February 2021 · 2 yrs 10 mos
Bb&t Securities, LLCBroker
March 2018 - February 2021 · 2 yrs 11 mos
Cetera Investment Services LLCBroker
January 2005 - July 2016 · 11 yrs 6 mos
Primevest Financial Services, INC.Broker
December 2004 - December 2004 · 0 mos
Penn Securities, INC.Broker
October 1998 - February 2005 · 6 yrs 4 mos
First Clearing CorporationBroker
September 1996 - September 1998 · 2 yrs
Meridian Securities, INC.Broker
December 1991 - June 1998 · 6 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.