RF
RF
Renee Faison
30 Years of Experience
Foothill Ranch, CA
1 DisclosureBrokerSells Insurance
Renee Faison is a registered investment advisor, based in Foothill Ranch, CA, with 30 years of industry experience. Renee is also registered as a broker, so some compensation may come from commissions on products sold.
Location
26632 Towne Centre Drive, Suite 300, Foothill Ranch, CA, 92610
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2015Denied
Other Business ActivitiesSells Insurance
Regina is the president/founder of Derrick Faison Foundation, owner of Faison Wealth Strategy, Insurance Service, board member for Farrs Best, and founder of Kingdom Awakening 2020 Magazine. She also owns Faison Wealth Insurance Strategies, which provides consulting and education services.
Employment History
Current Registrations
Kingswood Wealth Advisors, LLC
June 2022 - Present · 4 yrs 4 mos
Kingswood Capital Partners, LLCBroker
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
World Equity Group, INC.
May 2020 - June 2022 · 2 yrs 1 mo
Wealth Teams Alliance
August 2017 - January 2021 · 3 yrs 5 mos
World Equity Group, INC.Broker
July 2017 - June 2022 · 4 yrs 11 mos
Woodbury Financial Services, INC.Broker
August 2010 - July 2017 · 6 yrs 11 mos
Woodbury Financial Services, INC.
August 2010 - July 2017 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2004 - August 2010 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2000 - August 2010 · 10 yrs 7 mos
Pampel Securities, INC.Broker
July 1998 - January 2000 · 1 yr 6 mos
Investment Architects, INC.Broker
August 1996 - August 1998 · 2 yrs
State Registrations7 states
AZCAGAHIILMOTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.