M. Curtis-Bauer
M. Curtis-Bauer is a registered investment advisor at Cetera Investment Advisers LLC, based in Emeryville, CA, with 34 years of industry experience. M. operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Emeryville, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
M. is an HOA director for Greencity Lofts HOA since 2014, acting as a vendor liaison. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Liberty Group, LLC
Liberty Group, LLC
Liberty Group, LLCBroker
Alamo Capital
Alamo CapitalBroker
Portsmouth Financial ServicesBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.