TC
TC
Timothy Carboni
34 Years of Experience
Santa Cruz, CA
1 DisclosureBroker
Timothy Carboni is a registered investment advisor at Morgan Stanley, based in Santa Cruz, CA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6004 La Madrona Drive, Santa Cruz, CA, 95060
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2010Settled
Other Business Activities
Timothy owns a rental property in Ben Lomond, CA, since 2018, which he may list on VRBO. He spends minimal time on this activity.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
July 1997 - June 2009 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
March 1997 - June 2009 · 12 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1992 - March 1997 · 5 yrs 2 mos
State Registrations26 states
ALARAZCACOFLHIIDMAMDMINCNHNVNYOHORPASCTNTXUTVAVTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.