Richard Rogers is a registered investment advisor at Cetera Investment Advisers LLC, based in Canton, MA, with 34 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
587 Washington Street, Canton, MA, 02021
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard is the owner and managing partner of Abbey Capital LLC, a financial services DBA. He spends about a quarter of his time on this, including about 8 hours per week during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
LPL Financial LLC
LPL Financial LLCBroker
Cetera Advisors LLC
Cetera Advisors LLCBroker
Abbey Capital LLC
Investors Capital Advisory
Investors Capital CORP.Broker
Mutual Service Corporation
Mutual Service CorporationBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley Dw INC.Broker
Citigroup Global Markets INC.Broker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
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