RG
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Richard Greco

34 Years of Experience
Brownsburg, IN
1 DisclosureBroker

Richard Greco is a registered investment advisor at LPL Financial LLC, based in Brownsburg, IN, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1490 N Green Street, Brownsburg, IN, 46112

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2006
Denied
Other Business Activities

Richard is a performing musician in a band, dedicating about 10-20% of his time. He also works as a financial advisor and wealth advisor for Old National Bank Corporation, spending a few hours per week during trading hours.

Employment History
Current Registrations
LPL Financial LLC
December 2016 - Present · 9 yrs 5 mos
LPL Financial LLCBroker
January 2011 - Present · 15 yrs 4 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
October 2006 - January 2011 · 4 yrs 3 mos
Financial Network Investment CorporationBroker
July 2004 - October 2006 · 2 yrs 3 mos
Kovack Securities INC.Broker
June 2003 - July 2004 · 1 yr 1 mo
Locust Street Securities, INC.Broker
October 1999 - June 2003 · 3 yrs 8 mos
Pruco Securities CorporationBroker
December 1991 - October 1999 · 7 yrs 10 mos
The Prudential Insurance Company of AmericaBroker
December 1991 - December 1993 · 2 yrs
State Registrations12 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Greco - Financial Advisor | TrueAdvisor