John Keefe
John Keefe is a CFA-designated registered investment advisor at Secure Investment Management, LLC, based in Tucson, AZ, with 10 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 942 clients with $43M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual advisory fees are negotiable and range from 0.5% to 1.5% of assets under management. Legacy clients who entered agreements on or before February 28, 2022, may be subject to fee rates ranging from 0.50% to 2.00%.
Fee Estimator
Location
3067 W. Ina Road, #125, Tucson, AZ, 85741
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is involved with Secure Income Management, LLC, an insurance agency, since October 2022. The time commitment varies depending on business needs and occurs during trading hours.
Employment History
Current Registrations
Secure Investment Management, LLC
Previous Registrations
Brookstone Capital Management LLC
Secure Investment Management, LLC
Bay Tree Capital Management, INC.
Fisher Investments
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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