DK
DK

Davin Kubo

27 Years of Experience
Honolulu, HI
Broker

Davin Kubo is a registered investment advisor at Raymond James & Associates, INC., based in Honolulu, HI, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

1003 Bishop Street, Suite 1500, Honolulu, HI, 96813

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Davin owns rental real estate property since 2004, spending minimal time on it. His spouse manages all aspects of the property.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2019 - Present · 6 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - July 2019 · 10 yrs 1 mo
Morgan Stanley
June 2009 - July 2019 · 10 yrs 1 mo
Morgan Stanley & CO. IncorporatedBroker
May 2008 - June 2009 · 1 yr 1 mo
Morgan Stanley & CO. Incorporated
May 2008 - June 2009 · 1 yr 1 mo
Citigroup Global Markets INC.
November 2001 - May 2008 · 6 yrs 6 mos
Citigroup Global Markets INC.Broker
June 2001 - May 2008 · 6 yrs 11 mos
CUNA Brokerage Services, INC.Broker
June 1993 - April 1995 · 1 yr 10 mos
Gna Securities, INC.Broker
January 1993 - June 1993 · 5 mos
Equico Securities, INC.Broker
March 1992 - January 1993 · 10 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1992 - January 1993 · 10 mos
State Registrations7 states
AKCAHIMTNVTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.