DL
ChFC
DL
ChFC

David Laughlin

33 Years of Experience
Clarksville, IN
1 DisclosureBrokerSells Insurance

David Laughlin is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Clarksville, IN, with 33 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
Loading...

Location

501 E Lewis and Clark Parkway, Clarksville, IN, 47129

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Denied
Other Business ActivitiesSells Insurance

David operates First Savings Wealth Management as a DBA for his LPL business, dedicating 100% of his time to it. He is also an agent for non-variable insurance, spending minimal time on this activity.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
April 2026 - Present · 6 mos
Cetera Investment Advisers LLC
April 2026 - Present · 6 mos
Previous Registrations
LPL Financial LLCBroker
November 2019 - May 2026 · 6 yrs 6 mos
LPL Financial LLC
November 2019 - May 2026 · 6 yrs 6 mos
Ameriprise Financial Services, INC.Broker
June 2018 - November 2019 · 1 yr 5 mos
Ameriprise Financial Services, INC.
June 2018 - November 2019 · 1 yr 5 mos
Investment Professionals, INC.Broker
December 2010 - September 2018 · 7 yrs 9 mos
Investment Professionals, INC.
December 2010 - September 2018 · 7 yrs 9 mos
LPL Financial Corporation
February 2005 - December 2010 · 5 yrs 10 mos
LPL Financial CorporationBroker
February 2005 - December 2010 · 5 yrs 10 mos
AXA Advisors, LLC
January 2001 - December 2004 · 3 yrs 11 mos
AXA Advisors, LLCBroker
August 1997 - January 2005 · 7 yrs 5 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1997 - January 2000 · 2 yrs 6 mos
Ffp Securities, INC.Broker
December 1995 - August 1996 · 8 mos
PNC Brokerage CORPBroker
April 1994 - August 1995 · 1 yr 4 mos
Lincoln Financial Advisors CorporationBroker
December 1993 - March 1994 · 3 mos
The Lincoln National Life Insurance CompanyBroker
December 1993 - March 1994 · 3 mos
Equico Securities, INC.Broker
December 1991 - November 1993 · 1 yr 11 mos
The Equitable Life Assurance Society of the United StatesBroker
December 1991 - November 1993 · 1 yr 11 mos
State Registrations12 states
AZDCFLINKSKYMAMIMOSCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors