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Barry Capps

Ameriprise Financial Services, LLC
34 Years of Experience
Myrtle Beach, SC
4 DisclosuresBroker
View SEC Summary
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Barry Capps is a registered investment advisor at Ameriprise Financial Services, LLC, based in Myrtle Beach, SC, with 34 years of industry experience. Barry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2411 N Oak St, Ste 305, Myrtle Beach, SC, 29577

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
December 2013
Judgment / Lien
May 2012
Customer Dispute
April 2009
Denied
Customer Dispute
May 2006
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2004 - Present · 22 yrs
Ameriprise Financial Services, LLC
October 2004 - Present · 22 yrs
Ameriprise Financial Services, LLCBroker
October 2004 - Present · 22 yrs
Previous Registrations
Ids Life Insurance CompanyBroker
October 2004 - July 2006 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2003 - September 2004 · 1 yr 5 mos
Edward JonesBroker
September 2001 - April 2003 · 1 yr 7 mos
American Express Financial Advisors INC.Broker
May 1992 - September 2001 · 9 yrs 4 mos
Ids Life Insurance CompanyBroker
May 1992 - September 2001 · 9 yrs 4 mos
F.N. Wolf & CO., INC.Broker
February 1992 - March 1992 · 1 mo
State Registrations5 states
FLNCNJNYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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