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Stephen Lomsdalen

Wells Fargo Advisors
34 Years of Experience
Scottsdale, AZ
2 DisclosuresBroker
View SEC Summary
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Stephen Lomsdalen is a registered investment advisor at Wells Fargo Advisors, based in Scottsdale, AZ, with 34 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

18700 N Hayden Rd Ste 525, Scottsdale, AZ, 85255

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2018
Denied
Customer Dispute
May 2018
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Stephen is the author of "The Retirement Bible," a book about retirement. He spends minimal time on this activity.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
December 2022 - Present · 3 yrs 10 mos
Wells Fargo Advisors
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Ameriprise Financial Services, LLC
August 2016 - December 2022 · 6 yrs 4 mos
Ameriprise Financial Services, LLCBroker
August 2016 - December 2022 · 6 yrs 4 mos
Brokers Financial
September 2011 - August 2016 · 4 yrs 11 mos
Brokers International Financial Services, LLC.Broker
September 2011 - August 2016 · 4 yrs 11 mos
LPL Financial LLCBroker
November 1999 - September 2011 · 11 yrs 10 mos
Pruco Securities CorporationBroker
August 1996 - November 1999 · 3 yrs 3 mos
Mony Securities CORP.Broker
January 1992 - July 1996 · 4 yrs 6 mos
State Registrations17 states
AKAZCACOFLILKSMNMTNVNYOKTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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