James Holcomb is a registered investment advisor at Westward Investment Advisory, based in Prairie Village, KS, with 13 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 15 clients with $490M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5.0M - $15.0M | 0.40% |
| $15.0M - $25.0M | 0.35% |
| $25.0M - $50.0M | 0.30% |
| $50M+ | 0.30% |
Fees are negotiable for accounts over $50,000,000.
Fee Estimator
Location
4200 W. 83rd Street, Suite 200, Prairie Village, KS, 66208
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is the proprietor of Alsace Partners LLC, JS Ferara LLC, and C Brahm LLC, all engaged in residential real estate rentals, spending minimal time on these businesses. He is also the principal/sole proprietor of Breitenbach Institutional Advisory, a consulting practice for investment and wealth managers.
Employment History
Current Registrations
Westward Investment Advisory
Previous Registrations
Central States Capital Markets, LLCBroker
Compass Capital Corporation
Compass Securities CorporationBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.