Barbara Allison
Barbara Allison is a registered investment advisor at Equitable Advisors, LLC, based in Newport Beach, CA, with 34 years of industry experience. Barbara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 69,432 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.
For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.
When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.
Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.
Location
4 Corporate Plaza Dr, Suite 250, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2006Other Business ActivitiesSells Insurance
Barbara is an independent agent selling fixed insurance. She is also the President and Owner of Allison Financial Group, Inc., which is a DBA used for Equitable and outside fixed business. Additionally, Barbara serves as a co-trustee for an immediate family trust.
Employment History
Current Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Morgan Stanley
Morgan StanleyBroker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Cantella & CO., INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.