Lloyd Sprague is a registered investment advisor at Osaic Wealth, INC., based in Greenwood Village, CO, with 31 years of industry experience. Lloyd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
5299 Dtc, Suite 1350, Greenwood Village, CO, 80111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lloyd operates True Wealth Advisors Inc. and Columbine Wealth Advisors as DBAs for his LPL business. He also provides investment advisory services through GPS Wealth Strategies Group, LLC, dedicating about a quarter of his time, and owns Sun Mountain Properties for real estate rental.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Gps Wealth Strategies Group, LLC
LPL Financial LLCBroker
Allianz Life Financial Services, LLCBroker
AXA Distributors, LLCBroker
Metlife Investors Distribution CompanyBroker
Jackson National Life Distributors LLCBroker
Transamerica Capital, INC.Broker
Transamerica Securities Sales CorporationBroker
Jackson National Life Distributors, INC.Broker
Jackson National Financial Services, INC.Broker
Scudder Investor Services, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.