GW
GW

Gena Wolbrecht

27 Years of Experience
Germantown, TN
Broker

Gena Wolbrecht is a registered investment advisor at Cetera Investment Advisers LLC, based in Germantown, TN, with 27 years of industry experience. Gena operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

Germantown, TN

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Gena serves as a FINRA arbitrator, working with parties and other arbitration panels through a random selection process. She also spends minimal time per month with the Germantown Performing Arts Alter Guild.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2020 - Present · 6 yrs 4 mos
Cetera Investment Services LLC
January 2020 - Present · 6 yrs 4 mos
Cetera Investment Services LLCBroker
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
LPL Financial LLC
January 2019 - September 2019 · 8 mos
LPL Financial LLCBroker
January 2019 - September 2019 · 8 mos
Cetera Investment Advisers LLC
August 2017 - November 2018 · 1 yr 3 mos
Cetera Investment Services LLCBroker
August 2017 - November 2018 · 1 yr 3 mos
Cetera Investment Advisers LLC
May 2017 - June 2017 · 1 mo
Cetera Investment Services LLCBroker
May 2017 - June 2017 · 1 mo
Cetera Investment Advisers LLC
January 2014 - April 2017 · 3 yrs 3 mos
Cetera Investment Services LLCBroker
February 2013 - April 2017 · 4 yrs 2 mos
Cetera Investment Services LLC
February 2013 - January 2014 · 11 mos
Morgan Keegan & Company, INC.
December 2006 - March 2012 · 5 yrs 3 mos
Morgan Keegan & Company, INC.Broker
August 2005 - March 2012 · 6 yrs 7 mos
Morgan Stanley Dw INC.Broker
July 2004 - August 2005 · 1 yr 1 mo
Wunderlich Securities, INC.Broker
December 2002 - August 2003 · 8 mos
Primevest Financial Services, INC.Broker
September 1998 - December 2000 · 2 yrs 3 mos
Invest Financial CorporationBroker
March 1997 - September 1998 · 1 yr 6 mos
Nbc Capital Markets Group, INC.Broker
February 1996 - February 1997 · 1 yr
J.C. Bradford & CO.Broker
October 1994 - February 1996 · 1 yr 4 mos
Morgan Keegan & Company, INC.Broker
December 1993 - March 1994 · 3 mos
State Registrations1 state
TN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gena Wolbrecht - Financial Advisor | TrueAdvisor