TB
TB

Thomas Barger

34 Years of Experience
Lutherville, MD
1 DisclosureBrokerSells Insurance

Thomas Barger is a registered investment advisor at LPL Financial LLC, based in Lutherville, MD, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1447 York Road Suite 801, Lutherville, MD, 21093

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2018
Withdrawn
Other Business ActivitiesSells Insurance

Thomas is involved in several business activities. He is associated with T Joseph Barger, Inc. and Academy Financial, Inc. for tax/investment purposes and LPL business, dedicating full-time hours to each, and also works as a health insurance broker for Blue Harbor Benefits and sells non-variable insurance through Academy Financial, spending minimal time on each.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2024 - Present · 1 yr 9 mos
LPL Financial LLC
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Osaic Fa, INC.
May 1999 - August 2024 · 25 yrs 3 mos
Eq Financial Consultants, INC.Broker
April 1996 - January 1998 · 1 yr 9 mos
The Equitable Life Assurance Society of the United StatesBroker
April 1996 - January 1998 · 1 yr 9 mos
Osaic Fa, INC.Broker
January 1992 - August 2024 · 32 yrs 7 mos
The Lincoln National Life Insurance CompanyBroker
January 1992 - April 2006 · 14 yrs 3 mos
State Registrations44 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.