Steven Smith is a registered investment advisor, based in Flowery Branch, GA, with 34 years of industry experience.
Location
4676 Hog Mountain Rd, Flowery Branch, GA, 30542
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
May 2003 - January 2018 · 14 yrs 8 mos
Bb&t Investment Services, INC.Broker
May 2002 - January 2018 · 15 yrs 8 mos
Morgan Keegan & Company, INC.Broker
April 2001 - July 2002 · 1 yr 3 mos
Regions Investment Company, INC.Broker
March 1996 - April 2001 · 5 yrs 1 mo
Gna Securities, INC.Broker
November 1995 - March 1996 · 4 mos
Nationwide Advisory Services, INC.Broker
August 1995 - November 1995 · 3 mos
Royal Alliance Associates, INC.Broker
March 1995 - June 1995 · 3 mos
Lincoln Financial Advisors CorporationBroker
January 1992 - March 1995 · 3 yrs 2 mos
The Lincoln National Life Insurance CompanyBroker
January 1992 - March 1995 · 3 yrs 2 mos
State Registrations20 states
ALCACODEFLGAILKYMDMTNCNJNYOHORPASCTNTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.