RH
RH

Raymond Hopper

34 Years of Experience
Bloomfield Hills, MI
2 DisclosuresBroker

Raymond Hopper is a registered investment advisor at Morgan Stanley, based in Bloomfield Hills, MI, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

40701 Woodward Avenue, Suite 200, Bloomfield Hills, MI, 48304

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2018
Settled
Customer Dispute
January 2017
Settled
Employment History
Current Registrations
Morgan Stanley
September 2010 - Present · 15 yrs 8 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
March 1995 - June 2009 · 14 yrs 3 mos
Dmg Securities, INC.Broker
July 1994 - April 1995 · 9 mos
F.N. Wolf & CO., INC.Broker
January 1992 - July 1994 · 2 yrs 6 mos
State Registrations34 states
AZCACOCTDCFLGAHIIAIDILINMAMDMIMNMOMTNCNHNMNVNYOHORPARISCTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.