Carl Feldman
Carl Feldman is a registered investment advisor at Feldman Financial Services, LLC, based in Forked River, NJ, with 8 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Feldman Financial Services refers clients to third-party money managers (like Gradient Investments) and receives a portion of the management fees. The total annual fee for investment management depends on the portfolio type:
- Strategic Portfolios: 2.00% (1.00% to the third-party manager, 1.00% to Feldman Financial Services)
- Tactical Portfolios: 1.80% (0.80% to the third-party manager, 1.00% to Feldman Financial Services) plus internal ETF fees of 0.20%
- Allocation & Defined Outcome Portfolios: 1.70% (0.70% to the third-party manager, 1.00% to Feldman Financial Services)
- Preservation Portfolios: 1.00% (0.40% to the third-party manager, 0.60% to Feldman Financial Services)
- Private Wealth Portfolios: 1.50% (0.50% to the third-party manager, 1.00% to Feldman Financial Services)
- Client Directed Accounts: Flat fee of $300 to the third-party manager, $0 to Feldman Financial Services
These fees are negotiable and assessed quarterly. There is also a $15 quarterly technology fee per account or investment strategy.
Location
429 Lacey Road, Forked River, NJ, 08731
Get directionsHistory
Regulatory History (5)
Judgment / Lien
January 2016Judgment / Lien
November 2015Judgment / Lien
October 2012Judgment / Lien
September 2011Judgment / Lien
June 2010Other Business ActivitiesSells Insurance
Carl Feldman is an independently licensed insurance agent. This practice takes up approximately 60% of his time.
Employment History
Current Registrations
Feldman Financial Services, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.