Todd Sivak
Todd Sivak is a registered investment advisor at LPL Financial LLC, based in Oconomowoc, WI, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1300 Summit Ave Suite 203, Oconomowoc, WI, 53066
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2021Other Business ActivitiesSells Insurance
Todd is an agent for fixed annuities with GBU Financial Life since 2001, dedicating about 10% of his time to this. He also operates Five Nine Wealth Management as a DBA for his LPL business since 2022.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Ifg Network Securities, INC.Broker
Intervest International Equities CorporationBroker
Fortis Investors, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.