Todd Sivak
Todd Sivak is a registered investment advisor at LPL Financial LLC, based in Oconomowoc, WI, with 34 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1300 Summit Ave Suite 203, Oconomowoc, WI, 53066
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2021Other Business ActivitiesSells Insurance
Todd is an agent for fixed annuities with GBU Financial Life since 2001, dedicating about 10% of his time to this. He also operates Five Nine Wealth Management as a DBA for his LPL business since 2022.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Ifg Network Securities, INC.Broker
Intervest International Equities CorporationBroker
Fortis Investors, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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