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Ernest Salgan
27 Years of Experience
Sunny Isles Beach, FL
3 DisclosuresSells Insurance
Ernest Salgan is a registered investment advisor at Ernest Salgan, based in Sunny Isles Beach, FL, with 27 years of industry experience. Ernest operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
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Location
Sunny Isles Beach, FL
Get directionsHistory
Regulatory History (3)
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Customer Dispute
September 1994Award / Judgment
Customer Dispute
September 1994Settled
Employment Separation After Allegations
March 1994Other Business ActivitiesSells Insurance
Ernest works as a real estate agent since 2017, dedicating about 10-20% of his time, mostly on weekends. He is also a Florida licensed insurance agent since February 2015, selling life, health, and annuities.
Employment History
Current Registrations
Ernest Salgan
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Redhawk Wealth Advisors, INC.
May 2016 - July 2016 · 2 mos
Westpark Capital, INC.Broker
May 2015 - September 2015 · 4 mos
AXA Advisors, LLCBroker
January 2014 - July 2014 · 6 mos
AXA Advisors, LLC
January 2014 - July 2014 · 6 mos
Woodstock Financial Group, INC.
March 2007 - December 2012 · 5 yrs 9 mos
Woodstock Financial Group, INC.Broker
April 1998 - December 2012 · 14 yrs 8 mos
W.J. Nolan & Company, INC.Broker
April 1997 - March 1998 · 11 mos
Meyers Pollock Robbins, INC.Broker
June 1996 - April 1997 · 10 mos
D. Blech & Company, IncorporatedBroker
September 1993 - April 1994 · 7 mos
J. Gregory & Company, INC.Broker
January 1992 - September 1993 · 1 yr 8 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.