Nicholas Mamula
Nicholas Mamula is a registered investment advisor at Osaic Wealth, INC., based in Steubenville, OH, with 33 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
501 Washington Street, Suite 201, Steubenville, OH, 43952
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2003Customer Dispute
May 2001Customer Dispute
September 1997Other Business ActivitiesSells Insurance
Nicholas is an independent insurance sales agent since 2003, dedicating minimal time to this activity. He also serves as a trustee for a testamentary trust for his daughter, Samantha, spending minimal time on investment and administrative duties.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
American General Securities Incorporated
American General Securities IncorporatedBroker
Legg Mason Wood Walker, IncorporatedBroker
Banc One Securities CorporationBroker
Southtrust Investment Services, INC.Broker
Advest, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.