James Leggott is a registered investment advisor at Ascent Advisors, based in Maple Grove, MN, with 10 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 171 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Portfolio management fees are negotiable and generally do not exceed 1.50% annually.
Fee Estimator
Location
7094 East Fish Lake Rd, Maple Grove, MN, 55311
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance sales representative for American Senior Benefits, dedicating about half of his time to selling various insurance products since May 2024. He also works as an Investment Advisor Representative for Brookstone Capital Management since October 2019, spending approximately half of his time on this role.
Employment History
Current Registrations
Ascent Advisors
Previous Registrations
Corestone Wealth Management LLC
Brookstone Capital Management LLC
Specialized Advisors
Secure Investment Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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