Norman Forrester
Norman Forrester is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in New Haven, CT, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
157 Church St, New Haven, CT, 06510
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2010Customer Dispute
October 2003Other Business Activities
Norman is an advisory board member for Varick AME Zion Church and a board member for Family Centered Services of CT, both charitable organizations. He also works part-time as a notary public and a high school wrestling referee, dedicating minimal time to each activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Smith Barney Shearson INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.