SG
SG

Scott Guidry

34 Years of Experience
Baton Rouge, LA
Broker

Scott Guidry is a registered investment advisor at Ameriprise Financial Services, LLC, based in Baton Rouge, LA, with 34 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

4730 Bluebonnet Blvd Ste A, Baton Rouge, LA, 70809

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott owns multiple real estate properties, including single-family homes, commercial property, and land. He also owns several real estate businesses, spending a few hours per week on each.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2020 - Present · 6 yrs
Ameriprise Financial Services, LLC
September 2020 - Present · 6 yrs
Ameriprise Financial Services, LLCBroker
September 2020 - Present · 6 yrs
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
December 2009 - September 2020 · 10 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2009 · 6 mos
Wells Fargo Clearing Services, LLC
January 2009 - September 2020 · 11 yrs 8 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
January 1992 - July 1993 · 1 yr 6 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.