GU
GU

Gorky Urquieta

13 Years of Experience
Atlanta, GA
Broker

Gorky Urquieta is a registered investment advisor at Neuberger Berman Bd LLC, based in Atlanta, GA, with 13 years of industry experience. Gorky operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

3414 Peachtree Road N.E., Suite 225, Atlanta, GA, 30326

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Gorky provides portfolio management services to Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles managed by Neuberger Berman Investment Advisers LLC.

Employment History
Current Registrations
Neuberger Berman Bd LLC
December 2013 - Present · 12 yrs 5 mos
Neuberger Berman Bd LLC
June 2013 - Present · 12 yrs 11 mos
Neuberger Berman Bd LLCBroker
June 2013 - Present · 12 yrs 11 mos
Previous Registrations
Pruco Securities CorporationBroker
January 1992 - September 1992 · 8 mos
The Prudential Insurance Company of AmericaBroker
January 1992 - September 1992 · 8 mos
State Registrations3 states
GAILNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.