Susan Sommer
Susan Sommer is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in St. Peters, MO, with 34 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1395 Triad Center Drive, Suite 4, St. Peters, MO, 63376
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Susan is an insurance agent with Sommer Investments LLC since 1994, dedicating minimal time to insurance sales. She also owns and maintains a building through Sommer Enterprises LLC, spends about 10-20% of her time as an investment advisor representative with Universal Financial Advisors LLC, and participates in a women's networking group.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Universal Financial Advisors, LLC
Previous Registrations
Pfg Advisors
Securities America, INC.Broker
Beam Asset Management, LLC
LPL Financial LLCBroker
LPL Financial LLC
Mutual Service Corporation
Sommer Investments, L.L.C.
Mutual Service CorporationBroker
Allmerica Investments, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.