Stuart Stern
Stuart Stern is a registered investment advisor at Stern Capital Management, INC., based in Old Bridge, NJ, with 31 years of industry experience. Stuart operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 652 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stern Capital Management charges an annual fee based on the value of your portfolio. The fee ranges from 0.95% to 2.00% per year. This fee is charged quarterly, in advance. If your combined assets at the custodian are below $100,000, Stern Capital Management may charge an additional administration fee of $25 per quarter, but this is negotiable.
Location
18 Throckmorton Lane, #201, Old Bridge, NJ, 08857
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stuart is the president of Stern Capital Management, a registered investment advisor (RIA) and insurance business, since 1999. He is involved in portfolio management and receives fee-based compensation.
Employment History
Current Registrations
Stern Capital Management, INC.
Previous Registrations
Apw Capital, INC.Broker
Comprehensive Asset Management and Servicing, INC.
Cadaret, Grant & CO., INC.Broker
Tfs Securities, INC.Broker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.