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Mark Barausky

33 Years of Experience
Princeton, NJ
Broker

Mark Barausky is a registered investment advisor at Advisors Asset Management, INC., based in Princeton, NJ, with 33 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,867 clients with $2B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
132 advisors
Number of Clients
1,867 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

AAM provides investment management services for separately managed accounts. The annual fees for fixed income strategies range from 0.20% to 2.00%, and equity strategies range from 0.45% to 2.5%. Fees and services may be negotiable. AAM usually requires a minimum account size of $250,000 for fixed income strategies and $100,000 for equity strategies.

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Location

300 Carnegie Center Suite 100, Princeton, NJ, 08540

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Advisors Asset Management, INC.
October 2023 - Present · 2 yrs 7 mos
Advisors Asset Management, INC.Broker
October 2023 - Present · 2 yrs 7 mos
Advisors Asset Management, INC.
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
New York Life Investment Management LLC
July 2021 - October 2023 · 2 yrs 3 mos
Nylife Distributors LLCBroker
June 2021 - October 2023 · 2 yrs 4 mos
Prudential Annuities Distributors, INCBroker
July 2020 - June 2021 · 11 mos
Leader Capital CORP.
October 2019 - June 2020 · 8 mos
Leader Capital CORP.Broker
September 2019 - June 2020 · 9 mos
Invesco Advisers, INC.
March 2013 - June 2019 · 6 yrs 3 mos
Invesco Distributors, INC.Broker
December 2012 - June 2019 · 6 yrs 6 mos
Mfs Fund Distributors, INC.Broker
February 1997 - October 2012 · 15 yrs 8 mos
Planco Financial Services, INC.Broker
April 1992 - February 1997 · 4 yrs 10 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Barausky - Financial Advisor | TrueAdvisor