James Englert
James Englert is a CFP-designated registered investment advisor at High Falls Advisors, INC., based in Rochester, NY, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 766 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 1.00% |
| $1.5M - $3.0M | 0.75% |
| $3M+ | 0.50% |
Fees may be negotiable on a client-by-client basis. Multiple accounts in one household can be combined for breakpoint discounts. In some cases, clients are billed on an agreed retainer/flat fee for portfolio management.
Fee Estimator
Location
180 South Clinton Ave, Suite 300, Rochester, NY, 14604
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James performs tax preparation at High Falls Advisors, dedicating a few hours per week during tax season. He is also an enrolled agent and sells insurance at High Falls Advisors, earning commission-based compensation.
Employment History
Current Registrations
High Falls Advisors, INC.
Previous Registrations
Leigh Baldwin & CO., LLCBroker
Wall Street Financial Group, INC.Broker
Ensemble Financial Services, INC.Broker
Sage, Rutty & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.