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Stephen Fry

Wells Fargo Advisors
32 Years of Experience
Raleigh, NC
3 DisclosuresBroker
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Stephen Fry is a registered investment advisor at Wells Fargo Advisors, based in Raleigh, NC, with 32 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

7600 Creedmoor Rd, Raleigh, NC, 27613

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2010
Denied
Customer Dispute
April 2009
Denied
Customer Dispute
February 2004
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
March 2005 - Present · 21 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
January 2005 - Present · 21 yrs 9 mos
Previous Registrations
Southtrust Securities, INC.
April 2001 - December 2004 · 3 yrs 8 mos
Liberty Securities CorporationBroker
November 1999 - April 2000 · 5 mos
Southtrust Securities, LLCBroker
November 1999 - December 2004 · 5 yrs 1 mo
Centura Securities, INC.Broker
October 1999 - November 1999 · 1 mo
Invest Financial CorporationBroker
November 1998 - October 1999 · 11 mos
Marion Bass Securities CorporationBroker
March 1998 - October 1998 · 7 mos
Wheat, First Securities, INC.Broker
February 1997 - February 1998 · 1 yr
Prudential Securities IncorporatedBroker
January 1996 - March 1997 · 1 yr 2 mos
Waddell & Reed, INC.Broker
January 1995 - February 1995 · 1 mo
Olde Discount CorporationBroker
September 1993 - October 1993 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1993 - October 1993 · 7 mos
F.N. Wolf & CO., INC.Broker
January 1992 - November 1992 · 10 mos
State Registrations16 states
AZCACOFLGAINKYMINCNJORSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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