Douglas Sexe is a registered investment advisor at RBC Capital Markets, LLC, based in Great Falls, MT, with 34 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
101 River Drive North, Suite 101, Great Falls, MT, 59401-4200
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Douglas serves on the board of directors for the Great Falls Public School Foundation, dedicating minimal time each week to fundraising. He also serves as an elected official (non-political) at Bethel Church, dedicating minimal time each week to general oversight.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dain Rauscher IncorporatedBroker
Dain Rauscher IncorporatedBroker
State Registrations30 states
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