Derek Walker
Derek Walker is a registered investment advisor at Collegiate Capital Management, INC., based in Raleigh, NC, with 34 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 416 clients with $580M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.25% |
| $100K - $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.75% |
Fee schedule is for Customized Investment Advice. Cash Management Portfolios have a separate fee schedule (0.50% to 0.35%). PRISM Model Portfolios have a flat fee of 0.90%.
Fee Estimator
Location
214 New Bern Place, Raleigh, NC, 27601
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Derek is licensed to sell individual life insurance and fixed annuity products as an agent since 1999. He is also a board member and Vice President at Collegiate Capital Management, dedicating minimal time, and manages a residential rental property.
Employment History
Current Registrations
Collegiate Capital Management, INC.
Previous Registrations
Securities Service Network, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.