SM
SM
Steven Moeller
20 Years of Experience
Fremont, CA
1 DisclosureMay Earn CommissionSells Insurance
Steven Moeller is a registered investment advisor at Sdmi Insurance and Financial Services, based in Fremont, CA, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 5 clients with $2.6M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$2.6M
Fee Structure
- Financial planning services - up to $2,500. In limited circumstances, the total cost could potentially exceed $2,500. In these cases, SDMI will notify the client and may request that the client pay an additional fee.
- Specific services (such as a modular plan or hourly consulting services) - $250/hour.
One-Time Plan:Up to $2,500
Hourly Rate:$250/hr
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Location
Fremont, CA
Get directionsHistory
Regulatory History (1)
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Criminal
December 1984Final Disposition
Other Business ActivitiesSells Insurance
Steven is involved in fixed insurance sales through SDMI Insurance Services.
Employment History
Current Registrations
Sdmi Insurance and Financial Services
June 2014 - Present · 11 yrs 11 mos
Previous Registrations
Commonwealth Financial Network
April 2012 - August 2014 · 2 yrs 4 mos
Commonwealth Financial NetworkBroker
April 2012 - August 2014 · 2 yrs 4 mos
Securities America, INC.Broker
April 2005 - April 2012 · 7 yrs
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.