James Kaufmann is a registered investment advisor, based in Islandia, NY, with 34 years of industry experience.
Location
3033 Express Drive N, Ste 101B, Islandia, NY, 11749
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the President/Owner of JK Tax Strategies, where he prepares income tax returns and provides financial services through Avantax, dedicating nearly full-time hours to these activities. He also works as an insurance agent for Avantax Insurance Agency/Services, spending about 10-20% of his time selling insurance products.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
NFP Securities, INC.Broker
Ogilvie Security Advisors CorporationBroker
Nathan & Lewis Securities, INC.Broker
Prime Capital Services, INC.Broker
Royal Alliance Associates, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
State Registrations12 states
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