RV
RV

Robert Vickers

34 Years of Experience
Terre Haute, IN
Broker

Robert Vickers is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Terre Haute, IN, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

401 Ohio St, Terre Haute, IN, 47807

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2000 - Present · 26 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - Present · 26 yrs 6 mos
Previous Registrations
Marketing One Securities, INC.Broker
April 1995 - April 1997 · 2 yrs
Wealth Management GroupBroker
August 1994 - December 1999 · 5 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
February 1992 - July 1994 · 2 yrs 5 mos
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Vickers - Financial Advisor | TrueAdvisor