Royce Cannon is a CFP-designated registered investment advisor, based in Franklin, TN, with 34 years of industry experience.
Location
Franklin, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Royce is a sole proprietor with Asset Alliance Financial, offering investments and securities through Moloney Securities Co., Inc. He also sells non-variable insurance (fixed life, fixed annuities, disability & group medical) and Medicare supplement policies, dedicating a few hours per week to each. Royce owns and manages multiple residential rental properties.
Employment History
Current Registrations
Great Point Capital LLC
Great Point Capital LLCBroker
Quincy Wells Advisors, LLC
Previous Registrations
Berthel, Fisher & Company Financial Services, INC.Broker
Bfc Planning, INC.
Moloney Securities CO., INC.Broker
Moloney Securities Asset Management LLC
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
The Advisors Group, INC.Broker
The Advisors Group, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Nylife Securities INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.