Deborah Krumwiede
Deborah Krumwiede is a registered investment advisor at LPL Financial LLC, based in Santa Clara, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Santa Clara, CA
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2016Customer Dispute
December 2008Other Business Activities
Deborah owns rental real estate in Denver, CO, dedicating minimal time to it. She also manages technology investments as a DBA for her LPL business, spending about a quarter of her time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
LPL Financial CorporationBroker
LPL Financial Corporation
Wescom Financial Services, LLC
Wescom Financial ServicesBroker
Atlas Securities, INC.Broker
Lincoln Financial Advisors CorporationBroker
Lincoln Financial Advisors Corporation
The Lincoln National Life Insurance CompanyBroker
CUNA Brokerage Services, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.