LP
LP

Lori Polonsky

28 Years of Experience
Alexandria, VA
Broker

Lori Polonsky is a registered investment advisor at Wells Fargo Advisors, based in Alexandria, VA, with 28 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

99 Canal Canter Plz, Suite 310, Alexandria, VA, 22314

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2024 - Present · 2 yrs
Wells Fargo Advisors
May 2024 - Present · 2 yrs
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
October 2008 - May 2024 · 15 yrs 7 mos
Wells Fargo Advisors
October 2008 - May 2024 · 15 yrs 7 mos
Citigroup Global Markets INC.
February 2008 - March 2008 · 1 mo
Citigroup Global Markets INC.Broker
June 2006 - March 2008 · 1 yr 9 mos
Citigroup Global Markets INC.Broker
March 2005 - March 2006 · 1 yr
Wachovia Securities, LLCBroker
July 2000 - December 2004 · 4 yrs 5 mos
First Clearing CorporationBroker
June 2000 - July 2000 · 1 mo
First Union Securities, INC.Broker
October 1999 - June 2000 · 8 mos
First Union Capital Markets CORP.Broker
May 1997 - October 1999 · 2 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
September 1996 - April 1997 · 7 mos
Folger Nolan Fleming Douglas IncorporatedBroker
May 1996 - July 1996 · 2 mos
Stockcross, INC.Broker
January 1996 - April 1996 · 3 mos
State Registrations38 states
ALAZCACOCTDCDEFLGAIDILKYLAMAMDMEMIMOMSNCNHNJNYOHOKORPARISCSDTNTXVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.