Michael Marbaugh
Michael Marbaugh is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Carmel, IN, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
751 City Center Dr, Carmel, IN, 46032
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael is a financial advisor at First Financial Bank since 2018 and Yellow Cardinal Brokerage Services since 2019. Both activities take about half of his time and are investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Robert Thomas Securities, INCBroker
First Allied Securities, INC.Broker
Traub and Company, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations13 states
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