Mark Ballestero is a CFP-designated registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
340 Mount Kemble Avenue, Morristown, NJ, 07960
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2022 - Present · 4 yrs 2 mos
Morgan StanleyBroker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2005 - March 2022 · 16 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2005 - March 2022 · 17 yrs
First Republic Group, LLCBroker
January 1999 - June 2004 · 5 yrs 5 mos
Prudential Securities IncorporatedBroker
October 1996 - January 1999 · 2 yrs 3 mos
Tucker Anthony IncorporatedBroker
November 1994 - October 1996 · 1 yr 11 mos
Kidder, Peabody & CO. IncorporatedBroker
May 1993 - December 1994 · 1 yr 7 mos
Prime Charter LTD.Broker
February 1992 - March 1993 · 1 yr 1 mo
State Registrations25 states
AZCACOCTDCFLGAIAINMAMDMEMINCNHNJNVNYOHPASCTNTXUTVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.