LS
LS
Laura Sullivan
28 Years of Experience
Palm Harbor, FL
3 DisclosuresBroker
Laura Sullivan is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Palm Harbor, FL, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
Palm Harbor, FL
Get directionsHistory
Regulatory History (3)
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Customer Dispute
July 2016Denied
Customer Dispute
August 2000Denied
Customer Dispute
May 2000Settled
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2024 - Present · 2 yrs
Raymond James & Associates, INC.
April 2024 - Present · 2 yrs 1 mo
Raymond James Financial Services, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Raymond James & Associates, INC.
April 2024 - Present · 2 yrs 1 mo
Raymond James Financial Services, INC.
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Raymond James & Associates, INC.Broker
May 2021 - March 2023 · 1 yr 10 mos
Wells Fargo Securities, LLCBroker
August 2018 - June 2019 · 10 mos
Wells Fargo Clearing Services, LLC
July 2018 - August 2018 · 1 mo
Wells Fargo Clearing Services, LLCBroker
July 2018 - August 2018 · 1 mo
Wells Fargo Clearing Services, LLC
October 2017 - January 2018 · 3 mos
Wells Fargo Clearing Services, LLCBroker
October 2017 - January 2018 · 3 mos
Wells Fargo Clearing Services, LLC
August 2013 - July 2017 · 3 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
July 2013 - July 2017 · 4 yrs
Wells Fargo Advisors, LLC
October 2000 - October 2011 · 11 yrs
Wells Fargo Advisors, LLCBroker
October 2000 - October 2011 · 11 yrs
First Union Brokerage Services, INC.Broker
January 1997 - October 2000 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1992 - January 1997 · 4 yrs 10 mos
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.