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RZ
CFP · PFS
RZ
CFP · PFS

Richard Zerah

Imperity Wealth Alliance LLC
34 Years of Experience
Melville, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Richard Zerah is a CFP, PFS-designated registered investment advisor at Imperity Wealth Alliance LLC, based in Melville, NY, with 34 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 363 clients with $140M in assets under management.

Imperity Wealth Alliance LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
363 clients
Average Client Portfolio
$385K average
Assets Under Management
$139.7M

Fee Structure

Minimum Investment:$1K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum allowable advisor fees across programs generally range up to 2.50% or a combined total of 3.00% including program fees. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

445 Broadhollow Road, Suite 400, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard sells fixed insurance products and co-owns RZB Wealth Management, LLC to facilitate insurance business, each taking minimal time. He also co-owns and performs tax preparation for Zerah & Company CPAs PC and Gutterson & Cohen Tax Specialists, LLC, spending about 10-20% of his time on each.

Employment History
Current Registrations
Imperity Wealth Alliance LLC
March 2026 - Present · 7 mos
Commonwealth Financial NetworkBroker
August 2023 - Present · 3 yrs 2 mos
Commonwealth Financial Network
August 2023 - Present · 3 yrs 2 mos
Commonwealth Financial Network
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Principal Securities, INC.
June 2021 - August 2023 · 2 yrs 2 mos
Principal Securities, INC.Broker
October 2009 - August 2023 · 13 yrs 10 mos
Raymond James Financial Services, INC.Broker
June 1994 - September 2009 · 15 yrs 3 mos
Franklin Financial Services CorporationBroker
December 1992 - June 1994 · 1 yr 6 mos
Royal Alliance Associates, INC.Broker
February 1992 - November 1992 · 9 mos
State Registrations5 states
FLNHNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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