Vincent Leon is a registered investment advisor, based in New York, NY, with 24 years of industry experience.
Location
200 Park Avenue, New York, NY, 10166
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Vincent is the owner of Miami Offshore Consulting since December 2022. He is also an authorized member of Miami Brickell INV 1802 LLC and West Kendall Inv 9461 LLC, both rental property companies, dedicating minimal time to each.
Employment History
Current Registrations
Voya Investments Distributor, LLC
Voya Investment Management CO. LLC
Voya Investments Distributor, LLCBroker
Previous Registrations
Thornburg Investment Management INC
Thornburg Securities CorporationBroker
Eaton Vance Management
Eaton Vance Distributors, INC.Broker
3d Asset Management, INC.
Funds Distributor, LLCBroker
Ge Investment Distributors, INCBroker
Clearbridge Advisors, LLC
Legg Mason Investor Services, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.