John Conley Thatcher

Check Capital Management INC

26 Years of Experience

3 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Check Capital Management INC

Compensation

Fee-Only (AUM)

Firm Size

9 advisors

Number of Clients

1,193 clients

Average Client Portfolio

$1.8M average

Assets Under Management

$2.1B

Fee Structure

Minimum Investment:$500K

Financial Planning:Investment management only

Location

575 Anton Blvd, Ste 500, Costa Mesa, CA, 92626-7685

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2010

Settled

Customer Dispute

August 2009

Settled

Customer Dispute

April 2008

Closed-No Action

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Check Capital Management INC

March 2017 - Present · 8 yrs 11 mos

Previous Registrations

Charles Schwab & CO., INC.

June 2004 - March 2017 · 12 yrs 9 mos

Charles Schwab & CO., INC.Broker

April 2004 - March 2017 · 12 yrs 11 mos

Charles Schwab & CO., INC.Broker

August 1995 - December 1997 · 2 yrs 4 mos

American Express Financial Advisors INC.Broker

September 1992 - July 1995 · 2 yrs 10 mos

Ids Life Insurance CompanyBroker

September 1992 - July 1995 · 2 yrs 10 mos

State Registrations2 states

CATX

Advisor

Exams

No exam information available for this advisor.