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Thomas Ferraro
34 Years of Experience
Rochester, NY
1 DisclosureBroker
Thomas Ferraro is a registered investment advisor at Cetera Investment Advisers LLC, based in Rochester, NY, with 34 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
517 Beahan Road, Rochester, NY, 14624
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2010Denied
Other Business Activities
Thomas is a CPA and owner/sole proprietor of a tax preparation and accounting business, dedicating nearly full-time hours to it. He is also a self-employed musician, spending about 10-20% of his time playing bass guitar and singing.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
August 2021 - September 2025 · 4 yrs 1 mo
Avantax Investment Services, INC.Broker
March 1992 - September 2025 · 33 yrs 6 mos
State Registrations6 states
COFLGANCNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.