Lisa Lockerman
Lisa Lockerman is a ChFC-designated registered investment advisor at Lockerman Financial Group, INC, based in Newport Beach, CA, with 33 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 69 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
The maximum annual fee charged for investment management services will not exceed 1.00%. Fees are negotiable.
Fee Estimator
Location
4695 Macarthur Court, Suite 490, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lisa is an independent insurance agent for various independent insurance companies since 1991. She also works as an independent insurance agent through Lockerman Financial & Insurance Solutions Inc, doing business as Lockerman Financial Group, since 2008, dedicating a few hours per week to each activity.
Employment History
Current Registrations
Lockerman Financial Group, INC
Previous Registrations
Newport Advisory, INC
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.